上市公司獨立董事制度在我國的發(fā)展與完善

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目 錄
第1章 獨立董事制度相關理論 1
1.1 獨立董事相關概述 1
1.2 獨立董事制度理論基礎 2
第2章 我國獨立董事制度的引進背景 5
2.1 上市公司普遍存在“一股獨大”的問題 5
2.2 上市公司“內(nèi)部人控制”問題嚴重 5
2.3 上市公司監(jiān)事會的監(jiān)督職能形同虛設 6
第3章 我國獨立董事制度存在的問題 8
3.1 獨立董事的任職資格不完善 8
3.2 獨立董事的提名方式和選舉不完善 9
3.3 獨立董事制度的激勵機制不健全 10
3.4 獨立董事獨立性不強，不能發(fā)揮應有作用 11
3.5 獨立董事的監(jiān)督和約束機制不健全 12
3.6 缺乏足夠的法律支持 12
第4章 完善我國獨立董事制度的措施 14
4.1 嚴格獨立董事任職資格標準 14
4.2 改進獨立董事的選拔機制和退出機制 14
4.3 完善獨立董事的激勵機制 15
4.4 強化我國獨立董事獨立性 16
4.5 完善獨立董事的約束機制 16
4.6 完善獨立董事制度的監(jiān)督評價體系 17
4.7 完善獨立董事制度的法律制度體系 17
結束語 19
參考文獻 20


[摘要] 本文首先簡單介紹了獨立董事的概念及特點，以及實施獨立董事的目的和理論基礎。在了解獨立董事制度相關理論的基礎上從我國上市公司在公司治理中的缺陷入手，對我國上市公司引進獨立董事制度的背景進行了分析。隨后，根據(jù)我國獨立董事制度的現(xiàn)狀來對當前我國獨立董事制度中存在的任職資格不完善、提名方式和選舉不完善、激勵機制不健全、獨立性不強、監(jiān)督和約束機制不健全、缺乏足夠的法律支持等問題進行；最后，根據(jù)上述分析，提出了嚴格獨立董事任職資格標準、改進獨立董事的選拔機制和退出機制、完善獨立董事的激勵機制、強化我國獨立董事獨立性、完善獨立董事的約束機制、監(jiān)督評價體系、法律制度體系的建議，以完善我國上市公司的治理結構，進而保證上市公司的良好運行。

[關鍵詞] 獨立董事；上市公司；經(jīng)濟體制

the Development and Perfection about the Independent Director System of Listed Companies in our Country

[Abstract]This paper first introduces the concept and characteristics of independent directors, and the aim of the independent director and theoretical basis. In the understanding of the independent director system on the basis of relevant theories from the deficiencies in the corporate governance of listed companies in our country, introduce the background of the independent director system of listed companies in China are analyzed. Then, according to the present situation of the independent director system in our country to the independent director system in our country exists in the way of incomplete qualifications, nomination and election is not perfect, incentive mechanism is not sound, independence is not strong, supervision and restraint mechanism is not sound, lack of legal support and other issues are analyzed; Finally, based on the above analysis, this paper puts forward the independent director qualification standard strictly, improve the selection mechanism of independent directors and exit mechanism, perfecting the incentive mechanism of independent directors, the strengthening of our independent director's independence, improve the independent director constraint mechanism, supervision and eva luation system, the advice of the legal system, to perfect the governance structure of listed companies in our country, to ensure good operation of the listed companies.

[Key words] independent directors; The listed company; The economic system